DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Curtis Capital Advisors
Legal name Curtis Capital Advisors, LLC
Latest filing Sep 2, 2026
First filing on the tape Mar 20, 2025 · 6 filings
SEC status approved since Mar 18, 2025
RAUM
$166M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$166M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$82.8M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$166M as of Aug 27, 2026
Mar 20, 2025$125M then
HNW client RAUM$151M as of Aug 27, 2026
Mar 20, 2025$110M then
State-registered IARs (5.B.3)2 as of Aug 27, 2026
Mar 20, 20252 then
Employees (5.A)2 as of Aug 27, 2026
Mar 20, 20252 then
Private funds: no history
RAUM +32% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $82.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.5MderivedHNW RAUM over HNW clients
- Average account
- $678,279derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $1.0M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$151M91%
- Individuals$14.5M8.8%
- Individual clients
- 62reported
- HNW clients
- 20reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 244reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.0M for 2 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher K CostelloCertified Financial Planner | Overland Park, Ks | May 1, 2024 | 31 y | 6 |
| Ian Cade Campbell | Overland Park, Ks | May 24, 2024 | 15 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Ian Cade Campbell from Iht Wealth Management LLCMay 24, 2024 · Affiliated broker-dealer or bank to independent RIA
- Christopher K Costello from Yukon Wealth Management, Inc.May 1, 2024 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K Christopher Costello · Founder And Ccocontrolsince 03/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 11-25 to 11-25Aug 27, 2026 to Sep 2, 2026
- Related adviser · false to unsetAug 27, 2026 to Sep 2, 2026
- Related bank · false to unsetAug 27, 2026 to Sep 2, 2026
- Related broker-dealer · false to unsetAug 27, 2026 to Sep 2, 2026
- Related insurance company · false to unsetAug 27, 2026 to Sep 2, 2026
- Succession · false to unsetAug 27, 2026 to Sep 2, 2026
- Accounts · 149 to 244Jul 14, 2025 to Jan 20, 2026
- HNW clients · 10 to 20Jul 14, 2025 to Jan 20, 2026
- Individual clients · 61 to 62Jul 14, 2025 to Jan 20, 2026
- Assets in custody · $30.3M to $1.0MJul 14, 2025 to Jan 20, 2026
- Discretionary RAUM · $123M to $159MJul 14, 2025 to Jan 20, 2026
- HNW RAUM · $110M to $151MJul 14, 2025 to Jan 20, 2026
- Individual RAUM · $15.0M to $14.5MJul 14, 2025 to Jan 20, 2026
- Non-discretionary RAUM · $2.3M to $6.5MJul 14, 2025 to Jan 20, 2026
- RAUM · $125M to $166MJul 14, 2025 to Jan 20, 2026
- Financial planning clients · 11-25 to 11-25Mar 20, 2025 to Jul 14, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 913-344-5443reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/103021049/admin/dashboardreportedpublic record, Form ADV, Sep 17, 2026
- Website
- curtisca.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 913-344-5443reportedpublic record, Form ADV, Sep 2, 2026
- Contact form
- curtisca.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- curtisca.com/partnersreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026