DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••••••• I••••••••• G••••
Legal name D••••••• I••••••••• G•••• L••
Latest filing Mar 10, 2026
First filing on the tape May 9, 2024 · 6 filings
SEC status approved since Jun 12, 2024
RAUM
$174M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$163M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$86.8M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$174M as of Mar 10, 2026
Mar 10, 2025$165M then
HNW client RAUM$133M as of Mar 10, 2026
Mar 10, 2025$114M then
State-registered IARs (5.B.3)2 as of Mar 10, 2026
Mar 10, 20252 then
Employees (5.A)3 as of Mar 10, 2026
Mar 10, 20253 then
Private funds: no history
RAUM +5.2% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $86.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 71derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $289,333derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +20%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $100M, 50 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$133M77%
- Individuals$30.0M17%
- Charitable organizations$8.0M4.6%
- Corporations and businesses$2.6M1.5%
- Individual clients
- 87reported
- HNW clients
- 55reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 600reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $100M for 50 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• A••••• D••••••• | Wichita, Ks | Jul 1, 2024 | 15 y | 3 |
| T••••• M••• D•••••••Certified Financial Planner | Wichita, Ks | Jul 1, 2024 | 28 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••• M••• D••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 1, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- J•••• A••••• D••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 1, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 1, 2024 · Wiichta, Ks
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••••• J••••• A••••• · Managing Membercontrolsince 06/2024 · owns 25% to 50%
- D•••••••• T•••••• M••• · Managing Member / Ccocontrolsince 06/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wichita, Ks · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HNW clients · 28 to 55Mar 10, 2025 to Mar 10, 2026
- Individual clients · 90 to 87Mar 10, 2025 to Mar 10, 2026
- Assets in custody · $120M to $100MMar 10, 2025 to Mar 10, 2026
- Discretionary RAUM · $165M to $174MMar 10, 2025 to Mar 10, 2026
- HNW RAUM · $114M to $133MMar 10, 2025 to Mar 10, 2026
- Individual RAUM · $40.0M to $30.0MMar 10, 2025 to Mar 10, 2026
- RAUM · $165M to $174MMar 10, 2025 to Mar 10, 2026
- Accounts · 596 to 600Sep 12, 2024 to Mar 10, 2025
- HNW clients · 52 to 28Sep 12, 2024 to Mar 10, 2025
- Individual clients · 72 to 90Sep 12, 2024 to Mar 10, 2025
- Assets in custody · $1.5M to $120MSep 12, 2024 to Mar 10, 2025
- Financial planning clients · unset to Sep 12, 2024 to Mar 10, 2025
- Discretionary RAUM · $162M to $165MSep 12, 2024 to Mar 10, 2025
- HNW RAUM · $128M to $114MSep 12, 2024 to Mar 10, 2025
- Individual RAUM · $24.0M to $40.0MSep 12, 2024 to Mar 10, 2025
- RAUM · $162M to $165MSep 12, 2024 to Mar 10, 2025
- Accounts · 0 to 596Jun 20, 2024 to Aug 15, 2024
- HNW clients · unset to 52.0Jun 20, 2024 to Aug 15, 2024
- Individual clients · unset to 72.0Jun 20, 2024 to Aug 15, 2024
- Assets in custody · unset to 1500000.0Jun 20, 2024 to Aug 15, 2024
- Custody of client assets · false to trueJun 20, 2024 to Aug 15, 2024
- Discretionary RAUM · $0 to $162MJun 20, 2024 to Aug 15, 2024
- HNW RAUM · unset to 128000000.0Jun 20, 2024 to Aug 15, 2024
- Individual RAUM · unset to 24000000.0Jun 20, 2024 to Aug 15, 2024
- RAUM · $0 to $162MJun 20, 2024 to Aug 15, 2024
Signals
2 dated events
- 2 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Wiichta, KS) for D••••••• I••••••••• G•••• within 2 daysJul 1, 2024 · Team lift-out · derived
- D••••••• I••••••••• G•••• filed its initial SEC registration (Form ADV)May 9, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- m•••@d•••••••••.netreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 316-854-8410reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 316-854-8495reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- D•••••••GROUP.NETreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 316-854-8495reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- d•••••••••.netreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $86.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026