RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• M••• D•••••••
- D••••••• I••••••••• G•••• independent RIA currentsince Jul 1, 2024 · Wichita, Ks
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 25, 2017 to Jul 3, 2024 · Wichita, Ks
- W•••• F•••• A••••••• wirehouseMar 6, 2015 to Apr 25, 2017 · Wichita, Ks
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Mar 6, 2015 · Wichita, Ks
- P••••••••• E••••• G••••• L•• unclassifiedJan 17, 2003 to Jul 1, 2003 · Wichita, Ks
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 17, 1998 to Jan 22, 2003 · Wichita, Ks
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to D••••••• I••••••••• G••••left Jul 3, 2024, registered Jul 1, 2024 (-2 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 25, 2017, registered Apr 25, 2017 (0 days) · Other · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Mar 6, 2015, registered Mar 6, 2015 (0 days) · channel change inside one enterprise, not a move · moved with a team
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••••••••• E••••• G••••• L••left Jan 22, 2003, registered Jan 17, 2003 (-5 days) · Other
- T••••• M••• D••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for D••••••• I••••••••• G•••• (registered 2024-07-01)Jul 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address