DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aventura Private Wealth, LLC
Latest filing May 4, 2026
First filing on the tape Jul 25, 2024 · 14 filings
SEC status approved since Aug 23, 2024
RAUM
$375M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$343M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$125M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$375M as of May 4, 2026
Feb 20, 2025$268M then
HNW client RAUM$305M as of May 4, 2026
Feb 20, 2025$216M then
State-registered IARs (5.B.3)4 as of May 4, 2026
Feb 20, 20253 then
Employees (5.A)5 as of May 4, 2026
Feb 20, 20254 then
Private funds4 as of May 4, 2026
Mar 11, 20263 then
RAUM +40% over the last fiscal yearIARs 3 to 4
Practice profile
derived from the filing of May 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $125MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 59derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $726,361derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -52%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, publicationsreportedItem 5.G
- Custody
- $191,483, 21 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$305M81%
- Individuals$37.9M10%
- Pooled investment vehicles$26.4M7.0%
- Pension and profit-sharing plans$3.4M0.9%
- Corporations and businesses$1.8M0.5%
- Individual clients
- 96reported
- HNW clients
- 82reported
- Pension plan clients
- 3reported
- Charitable clients
- 0reported
- Accounts
- 516reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $191,483 for 21 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.92 fund_share=0.07 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Andrea Jose Bruno | Aventura, Fl | Nov 11, 2024 | 14 y | 2 |
| Patrick Simon | Aventura, Fl | Nov 21, 2024 | 10 y | 2 |
| Shmuel Isaac Maya | Aventura, Fl | Feb 5, 2025 | 13 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Shmuel Isaac Maya from Insigneo Advisory Services, LLCFeb 5, 2025 · Affiliated broker-dealer or bank to independent RIA
- Patrick Simon from Insigneo Advisory Services, LLCNov 21, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Andrea Jose Bruno from Insigneo Advisory Services, LLCNov 11, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Insigneo Advisory Services, LLCSep 4, 2024 · Miami, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Olympia Michelle Diamantis · Chief Compliance Officercontrolsince 09/2024 · owns less than 5%
- Isaac Shmuel Maya · Managing Directorcontrolsince 07/2024 · owns 75% or more
Related persons
Schedule D 7.A
- Aventura Private Insurance, LLCreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Aventura, Fl · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Apr 22, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $268,385,057 to $374,802,190, advisors 3 to 4, private clients 372 to 178, offices 0 to 0 (2025-02-20 to 2026-04-22)peers: independent wealth managers, $100M to $500M (5,676)
- client count collapseChange between filings · filing Apr 22, 2026individual and HNW clients (Item 5.D) moved from 372.0 to 178.0 (-52.0%) between the annual amendments of 2025-02-20 and 2026-04-22; the peer median change was +3.0% (3310 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,310) · 1.4% percentile
- RAUM up 25 %Change between filings · filing Apr 22, 2026RAUM (Item 5.F) moved from $268,385,057 to $374,802,190 (+40.0%) between the annual amendments of 2025-02-20 and 2026-04-22; the peer median change was +15.0% (4551 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 92% percentile
What changed
consecutive filings, newest first
- Private funds · 3 to 4Apr 22, 2026 to May 4, 2026
- Accounts · 380 to 516Aug 21, 2025 to Mar 11, 2026
- Advisory activities · 4 to 6Aug 21, 2025 to Mar 11, 2026
- Corporate clients · 2 to 5Aug 21, 2025 to Mar 11, 2026
- HNW clients · 73 to 82Aug 21, 2025 to Mar 11, 2026
- Individual clients · 83 to 96Aug 21, 2025 to Mar 11, 2026
- Pension plan clients · 2 to 3Aug 21, 2025 to Mar 11, 2026
- Pooled vehicle clients · 0 to 3Aug 21, 2025 to Mar 11, 2026
- Assets in custody · unset to 191483.0Aug 21, 2025 to Mar 11, 2026
- Custody of client assets · false to trueAug 21, 2025 to Mar 11, 2026
- Employees · 4 to 5Aug 21, 2025 to Mar 11, 2026
- Financial planning clients · 0 to 1-10Aug 21, 2025 to Mar 11, 2026
- State-registered IARs · 3 to 4Aug 21, 2025 to Mar 11, 2026
- Private funds · unset to 3Aug 21, 2025 to Mar 11, 2026
- Discretionary RAUM · $268M to $375MAug 21, 2025 to Mar 11, 2026
- HNW RAUM · $216M to $305MAug 21, 2025 to Mar 11, 2026
- Individual RAUM · $33.6M to $37.9MAug 21, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $0 to $39,498Aug 21, 2025 to Mar 11, 2026
- Pension RAUM · $1.2M to $3.4MAug 21, 2025 to Mar 11, 2026
- Pooled vehicle RAUM · $0 to $26.4MAug 21, 2025 to Mar 11, 2026
- RAUM · $268M to $375MAug 21, 2025 to Mar 11, 2026
- Corporate clients · 4 to 2Feb 20, 2025 to Aug 21, 2025
- HNW clients · 227 to 73Feb 20, 2025 to Aug 21, 2025
- Individual clients · 145 to 83Feb 20, 2025 to Aug 21, 2025
- Pension plan clients · 4 to 2Feb 20, 2025 to Aug 21, 2025
- Financial planning clients · 0 to 0Feb 20, 2025 to Aug 21, 2025
- Accounts · 369 to 380Dec 13, 2024 to Feb 20, 2025
- Corporate clients · 1 to 4Dec 13, 2024 to Feb 20, 2025
- HNW clients · 221 to 227Dec 13, 2024 to Feb 20, 2025
- Individual clients · 143 to 145Dec 13, 2024 to Feb 20, 2025
- Discretionary RAUM · $280M to $268MDec 13, 2024 to Feb 20, 2025
- HNW RAUM · $227M to $216MDec 13, 2024 to Feb 20, 2025
- Individual RAUM · $34.1M to $33.6MDec 13, 2024 to Feb 20, 2025
- Pension RAUM · $1.2M to $1.2MDec 13, 2024 to Feb 20, 2025
- RAUM · $280M to $268MDec 13, 2024 to Feb 20, 2025
- Accounts · 0 to 369Dec 12, 2024 to Dec 13, 2024
- Charity clients · unset to 0.0Dec 12, 2024 to Dec 13, 2024
- Corporate clients · unset to 1.0Dec 12, 2024 to Dec 13, 2024
- HNW clients · unset to 221.0Dec 12, 2024 to Dec 13, 2024
- Individual clients · unset to 143.0Dec 12, 2024 to Dec 13, 2024
Signals
4 dated events
- Aventura Private Wealth, Llc reported RAUM $374.8M, up 40% from $268.4M (2025-08-21 to 2026-03-11)Mar 11, 2026 · RAUM change · derived
- Olympia Michelle Diamantis (Chief Compliance Officer) appeared on Schedule A of Aventura Private Wealth, LlcSep 4, 2024 · Control person joined · fact
- 2 advisors left Insigneo Advisory Services, LLC (Miami, FL) for Aventura Private Wealth, LLC on the same daySep 4, 2024 · Team lift-out · derived
- Aventura Private Wealth, Llc filed its initial SEC registration (Form ADV)Jul 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Aventura Private Wealth, LLC · Independent Sponsorsshared crd · capital_provider
- Aventura Private Wealth, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 305-740-1600reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/aventura-private-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- aventuraprivatewealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 305-845-1937reportedpublic record, Form ADV, May 4, 2026
- Contact form
- aventuraprivatewealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $125Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026