DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Area Planning Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Desiree FisherWealth More Enterprise, Inc. independent RIACapital Area Planning Group no RAUMOtherDec 31, 2025Oct 18, 2024
Morgan Adrianna ZeiberLPL Financial LLC BD affiliatedCapital Area Planning Group independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2025Jun 18, 2026 (470 d)
Sherman Malcolm EthridgeCic Wealth, LLC independent RIACapital Area Planning Group no RAUMRIA to a newly registered adviserDec 31, 2024Oct 17, 2024
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3 moves match.