DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Basecamp Wealth Advisors, LLC
Latest filing Jul 15, 2026
First filing on the tape Feb 7, 2025 · 4 filings
SEC status approved since Feb 7, 2025
RAUM
$1.1B
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
100%
$1.1B individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$215M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$1.1B as of Jul 15, 2026
Feb 7, 2025$0 then
HNW client RAUM$1.1B as of Jul 15, 2026
Jun 4, 2025$882M then
State-registered IARs (5.B.3)4 as of Jul 15, 2026
Feb 7, 20254 then
Employees (5.A)4 as of Jul 15, 2026
Feb 7, 20254 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 4 to 4offices 0 to 1
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $215MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $13.5MderivedHNW RAUM over HNW clients
- Average account
- $4.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $103M, 68 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B100%
- Individual clients
- n/areported
- HNW clients
- 80reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 271reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $103M for 68 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brian Ray Johnson | Bellevue, Wa | Feb 7, 2025 | 20 y | 3 |
| Lin GongChartered Financial Analyst | Bellevue, Wa | Feb 7, 2025 | 19 y | 3 |
| Joseph Norman LevesqueChartered Financial Analyst | Eagle, Id | Feb 7, 2025 | 14 y | 4 |
| Teresa Lynn Lamar | Bellevue, Wa | Feb 9, 2025 | 28 y | 4 |
| Casey Michael Broderick | Eagle, Id | Jul 13, 2026 | 10 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 20% of current headcount1 left over 36 months
Left, latest
- Michael David Martin to D.A. Davidson & Co.Mar 24, 2026 · RIA to RIA
Joined, latest
- Casey Michael Broderick from The Caprock Group, LLCJul 13, 2026 · RIA to RIA
- Michael David Martin from The Clarius Group, LLCApr 9, 2025 · RIA to a newly registered adviser
- Teresa Lynn Lamar from LnwFeb 9, 2025 · RIA to a newly registered adviser
- Joseph Norman Levesque from Mercer Global Advisors Inc.Feb 7, 2025 · RIA to a newly registered adviser
- Brian Ray Johnson from LnwFeb 7, 2025 · RIA to a newly registered adviser
- Lin Gong from LnwFeb 7, 2025 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lin Gong · Partner, Chief Operating Officer, & Wealth Advisorcontrolsince 02/2025 · owns 10% to 25%
- Ray Brian Johnson · Partner, Chief Compliance Officer, & Wealth Advisorcontrolsince 02/2025 · owns 10% to 25%
- Lynn Teresa Lamar · Managing Partner & Wealth Advisorcontrolsince 02/2025 · owns 25% to 50%
Entity owners
- Basecamp Wealth Advisors, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bellevue, Wa · principal | 5 | 1 | 1 | ||
| Eagle, Id | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Other offices · 0 to 1Mar 24, 2026 to Jul 15, 2026
- Accounts · 187 to 271Jun 4, 2025 to Mar 24, 2026
- HNW clients · 77 to 80Jun 4, 2025 to Mar 24, 2026
- Discretionary RAUM · $759M to $836MJun 4, 2025 to Mar 24, 2026
- HNW RAUM · $882M to $1.1BJun 4, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $123M to $240MJun 4, 2025 to Mar 24, 2026
- RAUM · $882M to $1.1BJun 4, 2025 to Mar 24, 2026
- Accounts · 0 to 187Feb 7, 2025 to Jun 4, 2025
- HNW clients · unset to 77.0Feb 7, 2025 to Jun 4, 2025
- Assets in custody · unset to 103395119.0Feb 7, 2025 to Jun 4, 2025
- Custody of client assets · false to trueFeb 7, 2025 to Jun 4, 2025
- Financial planning clients · 0 to 0Feb 7, 2025 to Jun 4, 2025
- Discretionary RAUM · $0 to $759MFeb 7, 2025 to Jun 4, 2025
- HNW RAUM · unset to 882305000.0Feb 7, 2025 to Jun 4, 2025
- Non-discretionary RAUM · $0 to $123MFeb 7, 2025 to Jun 4, 2025
- RAUM · $0 to $882MFeb 7, 2025 to Jun 4, 2025
Signals
2 dated events
- Michael David Martin left Basecamp Wealth Advisors, Llc for D.A. Davidson & Co. (registered 2026-02-11)Mar 24, 2026 · Advisor changed firm · fact
- 3 advisors left Lnw (Seattle, WA) for Basecamp Wealth Advisors, LLC on the same dayFeb 10, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- BASECAMPWEALTHADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 425-553-0031reportedpublic record, Form ADV, Jul 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $215Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026