DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• M••••• A•••••••
Legal name B••• V•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape May 29, 2025 · 4 filings
SEC status approved since May 19, 2025
RAUM
$793M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$793M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$793M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$793M as of Mar 27, 2026
May 29, 2025$0 then
HNW client RAUM$793M as of Mar 27, 2026
Sep 15, 2025$753M then
State-registered IARs (5.B.3)2 as of Mar 27, 2026
May 29, 20250 then
Employees (5.A)3 as of Mar 27, 2026
May 29, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $793MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $793MderivedHNW RAUM over HNW clients
- Average account
- $264MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, subscriptionreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publicationsreportedItem 5.G
- Wrap fee program
- $753MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$793M100%
- Corporations and businesses$83,1360.0%
- Individual clients
- n/areported
- HNW clients
- 1reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••••• B••• C•••••• | Pittsford, Ny | May 19, 2025 | 11 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 100% of current headcount1 left over 36 months
Left, latest
- M••••• R• A•••• to C•••••• S••••••••• M••••••••• I•••Jun 17, 2026 · RIA to RIA
Joined, latest
- J••••••• B••• C•••••• from U•• F•••••••• S••••••• I•••May 19, 2025 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M••••• R• A•••• from S•••••• W••••• A••••••• L••May 19, 2025 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• J•••••••• B••• · Cco, Managing Membercontrolsince 04/2025 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pittsford, Ny | 1 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 3Sep 15, 2025 to Mar 27, 2026
- BD registered reps · 2 to 0Sep 15, 2025 to Mar 27, 2026
- Corporate clients · unset to 1.0Sep 15, 2025 to Mar 27, 2026
- Employees · 2 to 3Sep 15, 2025 to Mar 27, 2026
- State-registered IARs · 0 to 2Sep 15, 2025 to Mar 27, 2026
- Discretionary RAUM · $0 to $83,136Sep 15, 2025 to Mar 27, 2026
- HNW RAUM · $753M to $793MSep 15, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $753M to $793MSep 15, 2025 to Mar 27, 2026
- RAUM · $753M to $793MSep 15, 2025 to Mar 27, 2026
- Accounts · 0 to 1Jul 10, 2025 to Sep 15, 2025
- HNW clients · unset to 1.0Jul 10, 2025 to Sep 15, 2025
- Financial planning clients · 0 to 0Jul 10, 2025 to Sep 15, 2025
- HNW RAUM · unset to 753443614.0Jul 10, 2025 to Sep 15, 2025
- Non-discretionary RAUM · $0 to $753MJul 10, 2025 to Sep 15, 2025
- RAUM · $0 to $753MJul 10, 2025 to Sep 15, 2025
- Wrap assets (manager) · unset to 0.0Jul 10, 2025 to Sep 15, 2025
- Wrap assets (sponsor) · unset to 0.0Jul 10, 2025 to Sep 15, 2025
Signals
1 dated events
- M••••• R• A•••• left B••• M••••• A••••••• for C•••••• S••••••••• M••••••••• I••• (registered 2026-07-30)Jun 17, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 585-301-7970reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 585-301-7970reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $793Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026