DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Openarc Corporate Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Samantha Lynn Burke	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Jul 6, 2026	Jul 13, 2026
Franklin Clarke Sullivan	Voya Investment Management Co. LLC asset manager	Openarc Corporate Advisory, LLC independent RIA	Other	Jan 6, 2026	Feb 20, 2026 (45 d)
Hunter Thomas Bailey	Independent Financial Group, LLC BD affiliated	Openarc Corporate Advisory, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Dec 9, 2025	Mar 2, 2026 (83 d)
Courtney Jane Murphy-Mesa	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Oct 23, 2025	Dec 12, 2025 (50 d)
Barbara Glennis Prince	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Oct 10, 2025	Sep 30, 2025
Kris Lee Joslyn	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Oct 10, 2025	Oct 3, 2025
Julia Mclean Ellisor	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Oct 6, 2025	Oct 14, 2025
Gary Michael Askew	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Oct 2, 2025	Sep 29, 2025
Jamall Little	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Sep 29, 2025	Oct 7, 2025
Delfino Landaverde	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Sep 29, 2025	Oct 14, 2025
Andrew Patrick O'Connell	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 25, 2025
David Frederick Mack	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 29, 2025
Erik Mathews Bjerke	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 25, 2025
Leslie Lynae Hill	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Sep 26, 2025	Oct 7, 2025
Steven Roger Prediletto	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
John Vincent Weindler	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Sep 26, 2025	Oct 7, 2025
Lisa M Stinziano	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Sep 26, 2025	Oct 14, 2025
Mark William Wazevich	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 25, 2025
Daniel Christopher Marshall	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Sep 26, 2025	Oct 16, 2025
Bart Anthony Speziali	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Renee Allison Alladin	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Sep 26, 2025	Oct 14, 2025
Kristopher S Gilliland	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Sep 26, 2025	Oct 6, 2025
Randall Roman	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Bambi Quiogue Rentschler	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Sep 26, 2025	Oct 7, 2025
Daniel J Lewis	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Sep 26, 2025	Oct 7, 2025
Yaniv Rubina	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Sep 26, 2025	Oct 16, 2025
Richard Blake Anderson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Michael Christopher Sontag	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Matthew Thomas Hartnett	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Jose J. Hernandez	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Matthew Michael Prediletto	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Sep 26, 2025	Oct 9, 2025
Brittany L Hartnett	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Peter P Sereno	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Elizabeth Grace White	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Chad Blalock	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Chester P Rollins	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Mark Adkins	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Robert W Cramer	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Alexandra C Khoury	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Laura Wiley Bishop	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Kimberly Comiskey Gardner	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Sep 26, 2025	Oct 7, 2025
Matthew W Pesci	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Oct 2, 2025
Timothy Moscato	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Paul W Covington	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Sydney Lauren Wiggins	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Sep 26, 2025	Nov 13, 2025 (48 d)
Sarah Jordan Badgett Perelle	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Nathaniel H Cook	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Alex D Levine	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Joseph Tanner Templeton	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 25, 2025
Ashley F Abate	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Jurgen A Steinwarz	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
David M Cramer	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Clifford Anthony Farren	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Najee Sanders	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Ryan E Daly	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Oct 2, 2025
Tina Louise Walker	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Sep 26, 2025	Oct 16, 2025
Angelica Delmundo Virtucio	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC independent RIA	Wirehouse to independent RIA	Sep 26, 2025	Oct 6, 2025
Michael R Massi	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Adil Ahmad Khan	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025
Everett Spikes Cramer	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Openarc Corporate Advisory, LLC no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 26, 2025	Sep 24, 2025

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116 moves match.