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M••••• W••••• M••••••••• L••

Wealth manager with institutional or fund businessSEC-registered

Wealth manager with institutional or fund business, reporting $196M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$196M
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
RAUM change, last fiscal year
Not established
Private clients
48% of RAUM, $94.5M
Form ADV
Advisors (1)Advisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 337251 · SEC 801-133837 · 3 filingsShow
CRD 337251SEC 801-133837First filing on the tape Jul 9, 2025, latest Mar 5, 2026SEC status approved since Jul 7, 2025IAPD
RAUM
$196M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
48%
$94.5M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$196M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$196M as of Mar 5, 2026
Jul 9, 2025$0 then
HNW client RAUM$94.5M as of Mar 5, 2026
Nov 6, 2025$109M then
State-registered IARs (5.B.3)1 as of Mar 5, 2026
Jul 9, 20251 then
Employees (5.A)1 as of Mar 5, 2026
Jul 9, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
Archetypes, each a printed rule
RAUM per advisor
$196MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
6derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$18.9MderivedHNW RAUM over HNW clients
Average account
$7.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
45%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$3,500, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$94.5M48%
  • Charitable organizations$85.3M44%
  • Corporations and businesses$14.2M7.2%
  • Pension and profit-sharing plans$2.0M1.0%
  • Individuals$3,1860.0%
Individual clients
1reported
HNW clients
5reported
Pension plan clients
2reported
Charitable clients
3reported
Accounts
28reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$3,500 for 1 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.48 fund_share=0.0 institutional_share=0.45 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M••• J•• M•••••Kaysville, UtJul 8, 202521 y3
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • M•••••• A••••••• A••• · Membercontrol
      since 08/2012 · owns 25% to 50%
    • M•••••• M•••• J•• · Managing Member/Investment Advisor Representative/Chief Compliance Officercontrol
      since 06/2025 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • high institutional concentrationStatic outlier · filing Mar 5, 2026
      institutional share of RAUM of 45% against a peer median of 0% (5679 comparable advisers, 98.0th percentile, 14.9 robust deviations)
      peers: independent wealth managers, $100M to $500M (5,679) · 98% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 26 to 28
      Nov 6, 2025 to Mar 5, 2026
    • Charity clients · 2 to 3
      Nov 6, 2025 to Mar 5, 2026
    • Corporate clients · unset to 4.0
      Nov 6, 2025 to Mar 5, 2026
    • HNW clients · 8 to 5
      Nov 6, 2025 to Mar 5, 2026
    • Individual clients · 2 to 1
      Nov 6, 2025 to Mar 5, 2026
    • Pension plan clients · 1 to 2
      Nov 6, 2025 to Mar 5, 2026
    • Assets in custody · $0 to $3,500
      Nov 6, 2025 to Mar 5, 2026
    • Discretionary RAUM · $199M to $196M
      Nov 6, 2025 to Mar 5, 2026
    • HNW RAUM · $109M to $94.5M
      Nov 6, 2025 to Mar 5, 2026
    • Individual RAUM · $9,582 to $3,186
      Nov 6, 2025 to Mar 5, 2026
    • Pension RAUM · $454,548 to $2.0M
      Nov 6, 2025 to Mar 5, 2026
    • RAUM · $199M to $196M
      Nov 6, 2025 to Mar 5, 2026
    • Accounts · 0 to 26
      Jul 9, 2025 to Nov 6, 2025
    • Charity clients · unset to 2.0
      Jul 9, 2025 to Nov 6, 2025
    • HNW clients · unset to 8.0
      Jul 9, 2025 to Nov 6, 2025
    • Individual clients · unset to 2.0
      Jul 9, 2025 to Nov 6, 2025
    • Pension plan clients · unset to 1.0
      Jul 9, 2025 to Nov 6, 2025
    • Discretionary RAUM · $0 to $199M
      Jul 9, 2025 to Nov 6, 2025
    • HNW RAUM · unset to 108924314.0
      Jul 9, 2025 to Nov 6, 2025
    • Individual RAUM · unset to 9582.0
      Jul 9, 2025 to Nov 6, 2025
    • Pension RAUM · unset to 454548.0
      Jul 9, 2025 to Nov 6, 2025
    • RAUM · $0 to $199M
      Jul 9, 2025 to Nov 6, 2025
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Principal office phone
    ••• Lockedreportedpublic record, Form ADV, Mar 5, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $196Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026