DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Marathon Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael James Neill | Newedge Advisors BD affiliated | Marathon Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2025 | Oct 7, 2025 |
| Charles G Brown IV | Newedge Advisors BD affiliated | Marathon Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2025 | Oct 1, 2025 |
| Connor James Gallivan | Newedge Advisors BD affiliated | Marathon Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2025 | Oct 21, 2025 |
| Jonathan Paul Yeager | Newedge Advisors BD affiliated | Marathon Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 22, 2025 | Sep 22, 2025 |
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4 moves match.