DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• W••••• M•••••••••
Legal name M•• W••••• M••••••••• I•••
Latest filing Aug 25, 2026
First filing on the tape Dec 23, 2025 · 4 filings
SEC status approved since Dec 1, 2025
RAUM
$30.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$30.6M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$30.6M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$30.6M as of Aug 25, 2026
Dec 23, 2025$0 then
HNW client RAUM$30.3M as of Aug 25, 2026
Dec 23, 2025$0 then
State-registered IARs (5.B.3)1 as of Aug 25, 2026
Dec 23, 20251 then
Employees (5.A)1 as of Aug 25, 2026
Dec 23, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $30.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$30.3M99%
- Individuals$300,0001.0%
- Individual clients
- n/areported
- HNW clients
- 11reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 29reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••••• F• T•••••• | Boston, Ma | Jan 2, 2026 | 10 y | 5 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••••••• F• T•••••• from K••••• P•••••• W••••• S•••••••• L••Jan 2, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 31 to 29Mar 31, 2026 to Aug 25, 2026
- Corporate clients · unset to 0.0Mar 31, 2026 to Aug 25, 2026
- HNW clients · 12 to 11Mar 31, 2026 to Aug 25, 2026
- Individual clients · 0.0 to unsetMar 31, 2026 to Aug 25, 2026
- Discretionary RAUM · $136M to $30.6MMar 31, 2026 to Aug 25, 2026
- HNW RAUM · $130M to $30.3MMar 31, 2026 to Aug 25, 2026
- Individual RAUM · $0 to $300,000Mar 31, 2026 to Aug 25, 2026
- RAUM · $136M to $30.6MMar 31, 2026 to Aug 25, 2026
- Accounts · 0 to 31Jan 8, 2026 to Mar 31, 2026
- Corporate clients · 0.0 to unsetJan 8, 2026 to Mar 31, 2026
- HNW clients · 0 to 12Jan 8, 2026 to Mar 31, 2026
- Discretionary RAUM · $0 to $136MJan 8, 2026 to Mar 31, 2026
- HNW RAUM · $0 to $130MJan 8, 2026 to Mar 31, 2026
- RAUM · $0 to $136MJan 8, 2026 to Mar 31, 2026
Signals
1 dated events
- M•• W••••• M••••••••• reported RAUM $30.6M, down 78% from $136.3M (2026-03-31 to 2026-08-25)Aug 25, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 617-800-7922reportedpublic record, Form ADV, Aug 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026