DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• F• T••••••

M•• W••••• M•••••••••independent RIABoston, MaIA-onlyIAPD 6836363

Feed of 09/14/2026

Also filed as M••••••• T••••••

At current firm

0 y

since Jan 2, 2026

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• W••••• M••••••••• independent RIA current
since Jan 2, 2026 · Boston, Ma
K••••• P•••••• W••••• S•••••••• L•• BD affiliated
May 9, 2025 to Dec 31, 2025 · Boston, Ma
L•• F•••••••• L•• BD affiliated
Jun 6, 2024 to May 21, 2025 · Hyde Park, Ma
W•••• F•••• A••••••• wirehouse
Aug 25, 2022 to Jun 13, 2024 · Boston, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 22, 2019 to Aug 30, 2022 · New York, Ny
M••••• S•••••• wirehouse
Nov 1, 2017 to Nov 21, 2019 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

K••••• P•••••• W••••• S•••••••• L•• to M•• W••••• M•••••••••
left Dec 31, 2025, registered Jan 2, 2026 (2 days) · Affiliated broker-dealer or bank to a newly registered adviser
L•• F•••••••• L•• to K••••• P•••••• W••••• S•••••••• L••
left May 21, 2025, registered May 9, 2025 (-12 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to L•• F•••••••• L••
left Jun 13, 2024, registered Jun 6, 2024 (-7 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Aug 30, 2022, registered Aug 25, 2022 (-5 days) · Wirehouse to wirehouse
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 21, 2019, registered Nov 22, 2019 (1 days) · Wirehouse to wirehouse

Signals

M••••••• F• T•••••• left K••••• P•••••• W••••• S•••••••• L•• for M•• W••••• M••••••••• (registered 2026-01-02)
Dec 31, 2025 · Advisor changed firm · fact
M••••••• F• T•••••• left L•• F•••••••• L•• for K••••• P•••••• W••••• S•••••••• L•• (registered 2025-05-09)
May 21, 2025 · Advisor changed firm · fact
M••••••• F• T•••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2024-06-06)
Jun 13, 2024 · Advisor changed firm · fact
M••••••• F• T•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2022-08-25)
Aug 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address