DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Exceptional Wealth & Family Office
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristine Quine | Edward Jones national BD | Exceptional Wealth & Family Office independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2026 | Aug 10, 2026 |
| Beth Vivian Walker | Cwm, LLC BD affiliated | Exceptional Wealth & Family Office no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 14, 2026 | Jun 30, 2026 |
| Paul D Bishop | Cwm, LLC BD affiliated | Exceptional Wealth & Family Office no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 14, 2026 | Jun 30, 2026 |
| Nichole Ruth | RBC Capital Markets, LLC national BD | Exceptional Wealth & Family Office no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 7, 2026 | Apr 29, 2026 |
| Tara Nicole Seegers | Commonwealth Financial Network national BD | Exceptional Wealth & Family Office no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2026 | Mar 25, 2026 |
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5 moves match.