DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cascade Investment Group, Inc.
Latest filing Mar 23, 2026
First filing on the tape Feb 10, 2012 · 38 filings
SEC status approved since Feb 10, 1997
RAUM
$420M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
83%
$350M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$420M as of Mar 23, 2026
Feb 10, 2012$143M then
HNW client RAUM$208M as of Mar 23, 2026
Mar 1, 2018$0 then
State-registered IARs (5.B.3)6 as of Mar 23, 2026
Feb 10, 20120 then
Employees (5.A)6 as of Mar 23, 2026
Jan 29, 20138 then
Private funds: no history
RAUM +11% over the last fiscal year+16% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 145derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $429,309derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.3%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$208M50%
- Individuals$142M34%
- Pension and profit-sharing plans$40.4M9.6%
- Charitable organizations$25.5M6.1%
- Corporations and businesses$4.0M1.0%
- Individual clients
- 502reported
- HNW clients
- 78reported
- Pension plan clients
- 25reported
- Charitable clients
- 9reported
- Accounts
- 978reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.83 fund_share=0.0 institutional_share=0.16 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kenneth Michael Beach | Colorado Springs, Co | Jan 1, 1999 | 46 y | 0 |
| Robert Gold WrubelCertified Financial Planner | Colorado Springs, Co | Jan 12, 2007 | 24 y | 2 |
| Theresa G Brock | Colorado Springs, Co | Jun 7, 2018 | 16 y | 0 |
| Fermin John Padilla | Colorado Springs, Co | Nov 13, 2019 | 30 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Patrick Ryan Rudy to United Capital Financial AdvisorsFeb 6, 2015 · Other
- Richard Allan Walsh to Smh Capital Advisors LLCMar 11, 2005 · Other
- James Michael Johnston to Johnston & Associates IncSep 2, 2004 · Other
Joined, latest
- Fermin John Padilla from UBS Financial Services Inc.Nov 13, 2019 · Wirehouse to independent RIA
- Patrick Ryan Rudy from Corundum Group, Inc.Jun 28, 2010 · Other
- Robert Gold Wrubel from Wells Fargo AdvisorsJan 12, 2007 · Other
- Richard Allan Walsh from Citigroup Global Markets Inc.May 27, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Robert Gold Wrubel · President/Managing Directorcontrolsince 01/2021 · owns 10% to 25%
- Gregory Justin Weed · Majority Trusteecontrolsince 06/2016 · owns 50% to 75% of Weed Instment Group, Inc.
- Dana Marie Capozzella · Chief Compliance Officersince 02/2001 · owns less than 5%
Entity owners
- The Eastern Colorado Bank · Ownerdirect · owns 75% or more
- Weed Investment Group Inc · Ownerindirect · owns 75% or more of The Eastern Colorado Bank
Related persons
Schedule D 7.A
- Eastern Colorado Banky
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Colorado Springs, Co · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 23, 2026custody of client assets (Item 9.A): yes on the filing of 2025-10-01, no on the filing of 2026-03-23peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 23, 2026HNW share of RAUM moved from 33.0% to 50.0% between the annual amendments of 2025-02-26 and 2026-03-23peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 974 to 978Oct 1, 2025 to Mar 23, 2026
- Corporate clients · 10 to 9Oct 1, 2025 to Mar 23, 2026
- HNW clients · 52 to 78Oct 1, 2025 to Mar 23, 2026
- Individual clients · 515 to 502Oct 1, 2025 to Mar 23, 2026
- Pension plan clients · 23 to 25Oct 1, 2025 to Mar 23, 2026
- Assets in custody · 849689.0 to unsetOct 1, 2025 to Mar 23, 2026
- Custody of client assets · true to falseOct 1, 2025 to Mar 23, 2026
- Financial planning clients · 101-250 to 1-10Oct 1, 2025 to Mar 23, 2026
- State-registered IARs · 5 to 6Oct 1, 2025 to Mar 23, 2026
- Discretionary RAUM · $341M to $379MOct 1, 2025 to Mar 23, 2026
- HNW RAUM · $126M to $208MOct 1, 2025 to Mar 23, 2026
- Individual RAUM · $192M to $142MOct 1, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $36.8M to $40.4MOct 1, 2025 to Mar 23, 2026
- Pension RAUM · $34.2M to $40.4MOct 1, 2025 to Mar 23, 2026
- RAUM · $378M to $420MOct 1, 2025 to Mar 23, 2026
- Financial planning clients · 101-250 to 101-250Feb 26, 2025 to May 28, 2025
- Accounts · 940 to 974Nov 8, 2024 to Feb 26, 2025
- Advisory employees · 5 to 4Nov 8, 2024 to Feb 26, 2025
- BD registered reps · 7 to 6Nov 8, 2024 to Feb 26, 2025
- HNW clients · 154 to 52Nov 8, 2024 to Feb 26, 2025
- Individual clients · 448 to 515Nov 8, 2024 to Feb 26, 2025
- Pension plan clients · 19 to 23Nov 8, 2024 to Feb 26, 2025
- Assets in custody · $805,267 to $849,689Nov 8, 2024 to Feb 26, 2025
- Employees · 7 to 6Nov 8, 2024 to Feb 26, 2025
- State-registered IARs · 6 to 5Nov 8, 2024 to Feb 26, 2025
- Discretionary RAUM · $310M to $341MNov 8, 2024 to Feb 26, 2025
- HNW RAUM · $220M to $126MNov 8, 2024 to Feb 26, 2025
- Individual RAUM · $73.2M to $192MNov 8, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $31.9M to $36.8MNov 8, 2024 to Feb 26, 2025
- Pension RAUM · $29.2M to $34.2MNov 8, 2024 to Feb 26, 2025
- RAUM · $342M to $378MNov 8, 2024 to Feb 26, 2025
- Accounts · 913 to 940Jan 9, 2024 to Mar 18, 2024
- Charity clients · 11 to 9Jan 9, 2024 to Mar 18, 2024
- Corporate clients · 8 to 10Jan 9, 2024 to Mar 18, 2024
- HNW clients · 277 to 154Jan 9, 2024 to Mar 18, 2024
- Individual clients · 617 to 448Jan 9, 2024 to Mar 18, 2024
- Pension plan clients · unset to 19.0Jan 9, 2024 to Mar 18, 2024
- Assets in custody · $13,976 to $805,267Jan 9, 2024 to Mar 18, 2024
- Discretionary RAUM · $266M to $310MJan 9, 2024 to Mar 18, 2024
- HNW RAUM · $180M to $220MJan 9, 2024 to Mar 18, 2024
Signals
4 dated events
- Kenneth Michael Beach (Managing Director) no longer on Schedule A of Cascade Investment Group, Inc. (listed 2023-03-01, absent 2023-04-12)Apr 12, 2023 · Control person left · inference
- Craig Stanley Ralston (Owner) no longer on Schedule A of Cascade Investment Group, Inc. (listed 2023-03-01, absent 2023-04-12)Apr 12, 2023 · Control person left · inference
- Cascade Investment Group, Inc. reported RAUM $268.5M, down 29% from $375.8M (2023-01-03 to 2023-02-28)Feb 28, 2023 · RAUM change · derived
- Gregory Justin Weed (Majority Trustee) appeared on Schedule A of Cascade Investment Group, Inc.Mar 26, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- cascadeinvestmentgroup@ciginc.netreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 719-632-0818reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 719-632-0887reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/cascade-investment-group/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CIGINC.NETreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 719-632-0818reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- CIGINC.NET/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026