DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cascade Investment Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Fermin John Padilla | UBS Financial Services Inc. wirehouse | Cascade Investment Group, Inc. independent RIA | Wirehouse to independent RIA | Jun 6, 2019 | Nov 13, 2019 (160 d) |
| Patrick Ryan Rudy | Corundum Group, Inc. other | Cascade Investment Group, Inc. other | Other | Jul 1, 2010 | Jun 28, 2010 |
| Robert Gold Wrubel | Wells Fargo Advisors wirehouse | Cascade Investment Group, Inc. other | Other | Jan 16, 2007 | Jan 12, 2007 |
| Richard Allan Walsh | Citigroup Global Markets Inc. other | Cascade Investment Group, Inc. other | Other | Apr 10, 2003 | May 27, 2003 (47 d) |
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4 moves match.