DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Firms

SEC-registered investment advisers

One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.

FirmHQClassRAUMPrivate clientsAdvisorsRAUM / advisorOfficesPrivate funds
Alaska Permanent Capital Management, LLC
CRD 106233
Anchorage, AKinstitutional$4.4B0.0%1$4.4B00
Latash Investments, LLC
CRD 128012
Anchorage, AKother$1.7B16%3$579M03
Alaska Wealth Advisors
CRD 172151
Anchorage, AKindependent RIA$1.2B97%13$88.9M00
Bright Road Wealth Management, LLC
CRD 164408
Anchorage, AKindependent RIA$443M94%10$44.3M60
Arbor Capital Management Inc
CRD 111362
Anchorage, AKindependent RIA$372M81%4$93.1M60
Heisten Wrenn Private Wealth, LLC
CRD 315647
Anchorage, AKindependent RIA$232M89%2$116M00
Mckinley Alaska Private Investments, LLC
CRD 319075
Anchorage, AKasset manager$206M0.0%0n/a03
1207 Capital Group, LLC
CRD 162611
Juneau, AKasset manager$163M0.0%0n/a24
Pt Capital Advisors, LLC
CRD 168601
Anchorage, AKother$56.9M0.1%0n/a02
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9 advisers match.