DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alaska Permanent Capital Management, LLC
Latest filing Apr 30, 2026
First filing on the tape Mar 27, 2012 · 37 filings
SEC status approved since Dec 31, 1991
RAUM
$4.4B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$4.4B
derived; firm RAUM over IAPD count
Employees
13
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$4.4B as of Apr 30, 2026
Mar 27, 2012$2.5B then
HNW client RAUM$48.0M as of Mar 30, 2020
Mar 4, 2019$3.5M then
State-registered IARs (5.B.3)2 as of Apr 30, 2026
Mar 27, 20120 then
Employees (5.A)13 as of Apr 30, 2026
Mar 27, 201313 then
Private funds: no history
RAUM +7.6% over the last fiscal year+7.5% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $4.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $23.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 83%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 13.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$2.9B67%
- Corporations and businesses$753M17%
- Charitable organizations$598M14%
- Pension and profit-sharing plans$104M2.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 1reported
- Charitable clients
- 27reported
- Accounts
- 187reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.83 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brandy Romer NiclaiChartered Financial Analyst | Anchorage, Ak | Jan 28, 2009 | 25 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Laura Gerber Bruce to Alaska Wealth AdvisorsFeb 12, 2015 · Other
Joined, latest
- Brandy Romer Niclai from Wells Fargo AdvisorsJan 28, 2009 · Other
- Laura Gerber Bruce from Kms Financial Services, IncFeb 7, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Denali Evan Rose · Pres/Ceo/Chairman/Ccocontrolsince 06/2006 · owns 50% to 75%
- Joseph William Lierman · Officer Shareholdersince 02/2012 · owns less than 5%
- Romer Brandy Niclai · Officer Shareholdersince 02/2012 · owns less than 5%
- Helaine Frances Rose · Directorsince 07/1992 · owns 25% to 50%
Related persons
Schedule D 7.A
- Alaska Wealth Advisorsinvestment adviseryRAUM $1.2B
Advisers that list Alaska Permanent Capital Management, LLC as a related person
- 172151 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 189 to 187Nov 24, 2025 to Mar 24, 2026
- Advisory employees · 8 to 10Nov 24, 2025 to Mar 24, 2026
- Charity clients · 25 to 27Nov 24, 2025 to Mar 24, 2026
- Employees · 11 to 13Nov 24, 2025 to Mar 24, 2026
- Discretionary RAUM · $4.0B to $4.3BNov 24, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $59.6M to $54.0MNov 24, 2025 to Mar 24, 2026
- Pension RAUM · $99.3M to $104MNov 24, 2025 to Mar 24, 2026
- RAUM · $4.1B to $4.4BNov 24, 2025 to Mar 24, 2026
- Financial planning clients · 0 to 0Apr 10, 2025 to Nov 24, 2025
- Accounts · 180 to 189Mar 28, 2024 to Apr 10, 2025
- Advisory employees · 10 to 8Mar 28, 2024 to Apr 10, 2025
- Advisory activities · 5 to 6Mar 28, 2024 to Apr 10, 2025
- Business name · ALASKA PERMANENT CAPITAL MANAGEMENT CO to ALASKA PERMANENT CAPITAL MANAGEMENT, LLCMar 28, 2024 to Apr 10, 2025
- Charity clients · 27 to 25Mar 28, 2024 to Apr 10, 2025
- Corporate clients · 31 to 30Mar 28, 2024 to Apr 10, 2025
- Pension plan clients · unset to 1.0Mar 28, 2024 to Apr 10, 2025
- Employees · 13 to 11Mar 28, 2024 to Apr 10, 2025
- Financial planning clients · unset to 0Mar 28, 2024 to Apr 10, 2025
- State-registered IARs · 3 to 2Mar 28, 2024 to Apr 10, 2025
- Legal name · ALASKA PERMANENT CAPITAL MANAGEMENT CO to ALASKA PERMANENT CAPITAL MANAGEMENT, LLCMar 28, 2024 to Apr 10, 2025
- Organization form · Corporation to Limited Liability CompanyMar 28, 2024 to Apr 10, 2025
- Discretionary RAUM · $4.0B to $4.0BMar 28, 2024 to Apr 10, 2025
- Non-discretionary RAUM · $54.2M to $59.6MMar 28, 2024 to Apr 10, 2025
- Pension RAUM · unset to 99345589.0Mar 28, 2024 to Apr 10, 2025
- RAUM · $4.0B to $4.1BMar 28, 2024 to Apr 10, 2025
- Accounts · 168 to 180Sep 1, 2023 to Mar 28, 2024
- Advisory employees · 8 to 10Sep 1, 2023 to Mar 28, 2024
- Advisory activities · 6 to 5Sep 1, 2023 to Mar 28, 2024
- Charity clients · 24 to 27Sep 1, 2023 to Mar 28, 2024
- Corporate clients · 29 to 31Sep 1, 2023 to Mar 28, 2024
- Financial planning clients · 0 to unsetSep 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.5B to $4.0BSep 1, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $46.7M to $54.2MSep 1, 2023 to Mar 28, 2024
- RAUM · $3.5B to $4.0BSep 1, 2023 to Mar 28, 2024
- Accounts · 161 to 168Nov 4, 2022 to Jan 24, 2023
- Charity clients · 23 to 24Nov 4, 2022 to Jan 24, 2023
- Corporate clients · 27 to 29Nov 4, 2022 to Jan 24, 2023
- Pension plan clients · 1.0 to unsetNov 4, 2022 to Jan 24, 2023
- Discretionary RAUM · $3.7B to $3.5BNov 4, 2022 to Jan 24, 2023
- Non-discretionary RAUM · $53.6M to $46.7MNov 4, 2022 to Jan 24, 2023
Signals
3 dated events
- Elizabeth Kimberly Butler (Cco) no longer on Schedule A of Alaska Permanent Capital Management, Llc (listed 2022-11-04, absent 2023-01-24)Jan 24, 2023 · Control person left · inference
- Elizabeth Kimberly Butler (Cco) appeared on Schedule A of Alaska Permanent Capital Management, LlcFeb 18, 2022 · Control person joined · fact
- Christine Julee Farley (Chief Compliance Officer) no longer on Schedule A of Alaska Permanent Capital Management, Llc (listed 2020-11-04, absent 2020-11-20)Nov 20, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- F L Putnam Investment Management Co. · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/alaska-permanent-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- apcm.net/alaska-permanent-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 907-272-7575reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $4.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026