RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Viking Fund Management LLC CRD 107927 | Minot, ND | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 0 |
| Brady Martz Wealth Solutions, LLC CRD 331043 | Grand Forks, ND | independent RIA | $795M | 99% | 8 | $99.4M | 11 | 0 |
| Prairiewood Wealth Management CRD 149007 | Fargo, ND | independent RIA | $365M | 96% | 5 | $73.1M | 0 | 0 |
| J•••••• W••••• M••••••••• L•• CRD 123105 | Grand Forks, ND | independent RIA | $323M | 92% | 3 | $108M | 0 | 0 |
| W••••• F••••••• L•• CRD 159467 | Fargo, ND | independent RIA | $228M | 96% | 2 | $114M | 0 | 0 |
| F•••••••• S••••••••• G•••• CRD 122030 | Fargo, ND | independent RIA | $189M | 99% | 4 | $47.3M | 1 | 0 |
| F•••• C•••••• CRD 327541 | Fargo, ND | independent RIA | $187M | 96% | 4 | $46.8M | 2 | 0 |
| L•••• F•••••••• S•••••••• I••• CRD 131678 | Fargo, ND | independent RIA | $176M | 98% | 2 | $87.8M | 0 | 0 |
| C•••••• C••• W••••• M••••••••• I••• CRD 172199 | Bismarck, ND | independent RIA | $130M | 100% | 2 | $65.0M | 2 | 0 |
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