DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Capital City Wealth Management, Inc.
Latest filing Feb 18, 2026
First filing on the tape Dec 18, 2024 · 5 filings
SEC status approved since Jan 30, 2025
RAUM
$130M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$130M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$65.0M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$130M as of Feb 18, 2026
Feb 5, 2025$126M then
HNW client RAUM$95.0M as of Feb 18, 2026
Feb 5, 2025$91.0M then
State-registered IARs (5.B.3)3 as of Feb 18, 2026
Feb 5, 20253 then
Employees (5.A)6 as of Feb 18, 2026
Feb 5, 20257 then
Private funds: no history
RAUM +3.2% over the last fiscal yearIARs 2 to 3offices 1 to 2
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $65.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $436,242derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Wrap fee program
- $130MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$95.0M73%
- Individuals$35.0M27%
- Individual clients
- 95reported
- HNW clients
- 40reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 298reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Benjamin Jacob BrandtCertified Financial Planner | Bismarck, Nd | Sep 8, 2014 | 19 y | 1 |
| Calla Carpenter CornettCertified Financial Planner | Bismarck, Nd | Aug 11, 2025 | 11 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Left, latest
- Brandon Kurt Dingman to Gladstone Wealth PartnersAug 20, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Calla Carpenter Cornett from Hightower Advisors, LLCAug 11, 2025 · Affiliated broker-dealer or bank to independent RIA
- Brandon Kurt Dingman from Focus Partners Wealth, LLCFeb 5, 2025 · RIA to RIA
- Benjamin Jacob Brandt from Thrivent Investment Management Inc.Sep 8, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jacob Benjamin Brandt · President/Chief Compliance Officer, Shareholdercontrolsince 07/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bismarck, Nd · principal | 2 | 0 | 0 | ||
| Clayton, Mo | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 51-100Aug 11, 2025 to Feb 18, 2026
- Discretionary RAUM · $126M to $130MAug 11, 2025 to Feb 18, 2026
- HNW RAUM · $91.0M to $95.0MAug 11, 2025 to Feb 18, 2026
- RAUM · $126M to $130MAug 11, 2025 to Feb 18, 2026
- Advisory employees · 2 to 3Mar 25, 2025 to Aug 11, 2025
- Employees · 5 to 6Mar 25, 2025 to Aug 11, 2025
- State-registered IARs · 2 to 3Mar 25, 2025 to Aug 11, 2025
- Other offices · 1 to 2Mar 25, 2025 to Aug 11, 2025
- Advisory employees · 3 to 2Feb 5, 2025 to Mar 25, 2025
- Employees · 7 to 5Feb 5, 2025 to Mar 25, 2025
- Financial planning clients · 101-250 to 101-250Feb 5, 2025 to Mar 25, 2025
- State-registered IARs · 3 to 2Feb 5, 2025 to Mar 25, 2025
- Other offices · 2 to 1Feb 5, 2025 to Mar 25, 2025
- Advisory employees · 2 to 3Dec 18, 2024 to Feb 5, 2025
- Employees · 6 to 7Dec 18, 2024 to Feb 5, 2025
- State-registered IARs · 2 to 3Dec 18, 2024 to Feb 5, 2025
- Other offices · 1 to 2Dec 18, 2024 to Feb 5, 2025
Signals
2 dated events
- Brandon Kurt Dingman left Capital City Wealth Management, Inc. for Gladstone Wealth Partners (registered 2026-08-24)Aug 20, 2026 · Advisor changed firm · fact
- Capital City Wealth Management, Inc. filed its initial SEC registration (Form ADV)Dec 18, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/capital-city-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- onemillionretired.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (701) 250-7220reportedpublic record, Form ADV, Feb 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026