DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Whitnell & Co
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wayne Maynard Janus | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Christy Elaine Pedersen | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Brian James Henderson | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Mia Lynn Cardwell | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Michael Angelo Loizzi | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Craig Steven Janus | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Brian Richard Kamin | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Mathew Trevor Klody | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Sarah Anne Madison | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Maria Ann Schuster | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Michelle L Pecyna | Whitnell & Co independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 15, 2021 | Mar 1, 2021 |
| Stephen Anthony Muto | Whitnell & Co independent RIA | Balasa Dinverno Foltz LLC independent RIA | RIA to RIA | Jul 23, 2018 | Aug 20, 2018 |
| Christine Jo Sibrava | Whitnell & Co other | Stevard LLC no RAUM | Other | Nov 4, 2016 | Nov 10, 2016 |
| Adam James Smolich | Whitnell & Co other | Clement Street Capital LLC independent RIA | Other | Jan 19, 2012 | Jan 20, 2012 |
| Jeremy Richard Johnson | Whitnell & Co other | Capstone Financial Advisors Inc other | Other | Dec 12, 2011 | Dec 16, 2011 |
| Mark Joseph Doyle | Whitnell & Co other | Mark J Doyle Advisors LLC unclassified | Other | Sep 15, 2011 | Nov 22, 2011 (68 d) |
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16 moves match.