DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wescap Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael James Quinn | Wescap Group independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Mar 23, 2021 | Mar 6, 2023 (713 d) |
| Alan Mitchell Gelb | Wescap Group independent RIA | Adviceperiod, LLC independent RIA | RIA to RIA | Oct 3, 2018 | Oct 31, 2018 |
| Hisela Chinchay | Wescap Group independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 22, 2018 | Aug 27, 2019 (370 d) |
| Daniel Jonathan Beckwith | Wescap Group independent RIA | First Financial Consulting state registered | RIA to a state-registered adviser | Jun 15, 2018 | Jan 15, 2025 (2406 d) |
| Todd Curtis Butler | Wescap Group other | Adviceperiod, LLC other | Other | Jan 11, 2017 | Jan 17, 2017 |
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5 moves match.