DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lee Financial Group Hawaii, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kathy Lynn LumLee Financial Group Hawaii, Inc. independent RIACetera Planning Partners independent RIARIA to RIAMay 29, 2024May 28, 2024
Stephanie Ann Fumie KuwayeLee Financial Group Hawaii, Inc. independent RIACetera Planning Partners independent RIARIA to RIAMay 29, 2024May 28, 2024
Charlotte Keiko Teruya-WestcottLee Financial Group Hawaii, Inc. independent RIACetera Planning Partners independent RIARIA to RIAMay 29, 2024May 28, 2024
Jandi Akiko IhaLee Financial Group Hawaii, Inc. independent RIACetera Planning Partners independent RIARIA to RIAMay 29, 2024Jun 3, 2024
Sarah KleinschmidtLee Financial Group Hawaii, Inc. independent RIACetera Planning Partners independent RIARIA to RIAMay 29, 2024May 28, 2024
Amber Lynn Kimie SuhasLee Financial Group Hawaii, Inc. independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankApr 22, 2024Apr 26, 2024
Barry J MagaoayLee Financial Group Hawaii, Inc. independent RIARegal Investment Advisors LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 8, 2021Feb 23, 2021 (46 d)
Yuka Okawa MarosekLee Financial Group Hawaii, Inc. otherMarosek, Yuka state registeredOtherMay 29, 2014Mar 6, 2025 (3934 d)
Andrea E.L. DeutschLee Financial Group Hawaii, Inc. otherMosaic Pacific Investment Advisors independent RIAOtherFeb 13, 2014Feb 21, 2014
Brian Kiyoto IshiharaLee Financial Group Hawaii, Inc. otherMosaic Pacific Investment Advisors independent RIAOtherDec 18, 2013Dec 23, 2013
Cory Michael NakamuraLee Financial Group Hawaii, Inc. otherMosaic Pacific Investment Advisors independent RIAOtherJun 5, 2013Dec 20, 2013 (198 d)
Jodie Michelle DuvallLee Financial Group Hawaii, Inc. otherBancwest Investment Services, Inc. (Bwis) otherOtherAug 28, 2007Jun 22, 2010 (1029 d)
Travis Lee KikuchiLee Financial Group Hawaii, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 27, 2007Apr 9, 2007 (41 d)
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13 moves match.