DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Parsec Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anne Andrews Flink | Parsec Financial independent RIA | Captrust institutional | Other | Jan 18, 2022 | Feb 25, 2022 (38 d) |
| Kenneth Allen Millsapps | Parsec Financial independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 2, 2021 | Sep 8, 2021 (37 d) |
| Daniel Calhoun Johnson | Parsec Financial independent RIA | Refocus Financial unclassified | Other | Feb 2, 2021 | Feb 9, 2021 |
| Jacqueline Fenix Rogers | Parsec Financial independent RIA | Arvest Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2020 | Jun 15, 2020 |
| Carrie A Sax | Parsec Financial other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 16, 2018 | Nov 8, 2018 (237 d) |
| Edward Neal Deaton | Parsec Financial other | Edge Capital Group, LLC independent RIA | Other | Apr 10, 2014 | Nov 16, 2018 (1681 d) |
| Tomohiko Minami | Parsec Financial other | Suntrust Investment Services, Inc. other | Other | Jun 18, 2007 | Sep 23, 2015 (3019 d) |
| Elmer Glenn Frederick Wessel | Parsec Financial other | Wessel Investment Counsel, L.L.C. other | Other | Feb 5, 2003 | Feb 2, 2004 (362 d) |
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8 moves match.