DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Thomaspartners, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Patrick Mcmahon | Thomaspartners, Inc. other | Wellesley Investment Partners, LLC other | Other | Mar 30, 2018 | Oct 9, 2007 |
| Glenn Forrest Brown | Thomaspartners, Inc. other | Plandynamic, LLC state registered | Other | Jun 8, 2017 | Apr 9, 2018 (305 d) |
| Kathryn Roberts Vaughn | Thomaspartners, Inc. other | Commonwealth Financial Network national BD | Other | Feb 22, 2016 | Jan 11, 2016 |
| William Wymond Verity | Thomaspartners, Inc. other | Verity Investment Partners independent RIA | Other | Nov 11, 2015 | Jan 12, 2021 (1889 d) |
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4 moves match.