DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wheatland Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul James Ritchie | Wheatland Advisors Inc independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 17, 2020 | Jun 29, 2023 (1046 d) |
| Robert Jude Russoli | Wheatland Advisors Inc independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 17, 2020 | Jun 29, 2023 (1046 d) |
| Galilee Thomas Harter | Wheatland Advisors Inc independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 17, 2020 | Jun 29, 2023 (1046 d) |
| Ernie Seaton Irwin | Wheatland Advisors Inc independent RIA | Jfs Wealth Advisors, LLC independent RIA | RIA to RIA | Aug 17, 2020 | Jan 25, 2023 (891 d) |
| Elizabeth Andes Brown | Wheatland Advisors Inc independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2020 | Jun 29, 2023 (1093 d) |
| Richard Paul Heilig | Wheatland Advisors Inc independent RIA | Chestnut Street Investment Counsel, LLC independent RIA | RIA to RIA | Sep 20, 2019 | Jul 21, 2020 (305 d) |
| Jeremy Franklin Stahl | Wheatland Advisors Inc independent RIA | Fma Advisory Inc independent RIA | RIA to RIA | Jul 12, 2019 | Jun 28, 2019 |
| Michael Ryan Miller | Wheatland Advisors Inc independent RIA | Millers Financial Group, LLC state registered | RIA to a state-registered adviser | Sep 11, 2018 | May 21, 2018 |
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8 moves match.