DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Republic Securities Company, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David C Tateosian | First Republic Securities Company, LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Oct 9, 2014 | May 29, 2024 (3520 d) |
| Michael James Curley | First Republic Securities Company, LLC no RAUM | J.P. Morgan Private Wealth Advisors LLC other | Other | Oct 9, 2014 | Oct 13, 2014 |
| Yale I Kofman | First Republic Securities Company, LLC no RAUM | Elyxium Wealth LLC no RAUM | Other | Aug 20, 2013 | May 10, 2024 (3916 d) |
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3 moves match.