DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ppcm, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kathleen Dougherty-Klein | Ppcm, Inc. other | Strategic Wealth Partners other | Other | Jan 9, 2018 | Jan 3, 2018 |
| Scott Michael Conger | Ppcm, Inc. other | Pjs Investment Management independent RIA | Other | Feb 29, 2016 | Nov 5, 2018 (980 d) |
| Glen Fredrick Colwell | Ppcm, Inc. other | Adviseme National Advisors other | Other | Nov 1, 2011 | Nov 9, 2015 (1469 d) |
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3 moves match.