DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wasmer Schroeder

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric John KuehlWasmer Schroeder asset managerCerity Partners LLC independent RIAOtherJul 2, 2020Sep 30, 2021 (455 d)
Jeffrey M YunWasmer Schroeder asset managerCharles Schwab Investment Management, Inc asset managerOtherJul 2, 2020Jul 7, 2020
Cory M ShapiraWasmer Schroeder asset managerCharles Schwab Investment Advisory, Inc independent RIAOtherJul 2, 2020Jul 7, 2020
Justin Stewart LandWasmer Schroeder asset managerCharles Schwab Investment Management, Inc asset managerOtherJul 2, 2020Aug 13, 2020 (42 d)
Jason Duane DiefenthalerWasmer Schroeder asset managerCharles Schwab Investment Management, Inc asset managerOtherJul 2, 2020Jul 7, 2020
Christopher SheehanWasmer Schroeder asset managerCharles Schwab Investment Management, Inc asset managerOtherJul 2, 2020Jul 1, 2020
Brian M DixonWasmer Schroeder asset managerCharles Schwab Investment Management, Inc asset managerOtherJul 2, 2020Jul 7, 2020
Brian Edward FerryWasmer Schroeder asset managerCharles Schwab Investment Management, Inc asset managerOtherJul 2, 2020Jul 2, 2020
Ruta StiessWasmer Schroeder asset managerCharles Schwab Investment Management, Inc asset managerOtherJul 2, 2020Jul 7, 2020
Jamie L PeekWasmer Schroeder asset managerCharles Schwab Investment Management, Inc asset managerOtherJul 2, 2020Jul 9, 2020
Wayne Henry ElmoreWasmer Schroeder asset managerCharles Schwab Investment Management, Inc asset managerOtherJul 2, 2020Jul 1, 2020
Sam Griffin LashinWasmer Schroeder asset managerCharles Schwab Investment Advisory, Inc independent RIAOtherJul 2, 2020Jul 7, 2020
Jesse A RendaWasmer Schroeder asset managerCharles Schwab Investment Advisory, Inc independent RIAOtherJul 2, 2020Jul 17, 2020
Daniel W GriffithWasmer Schroeder asset managerCharles Schwab Investment Management, Inc asset managerOtherJul 2, 2020Jul 13, 2020
Trevor P DurhamWasmer Schroeder asset managerCharles Schwab Investment Advisory, Inc independent RIAOtherJul 2, 2020Jul 7, 2020
Nicolas Alejandro RochaWasmer Schroeder independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 3, 2019Nov 19, 2024 (2057 d)
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16 moves match.