DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Portola Group Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Elliott Faulk | The Portola Group Inc other | Johanson Financial Advisors, Inc. other | Other | Nov 30, 2015 | Jan 21, 2015 |
| Mark Ernest Nicoletti | The Portola Group Inc other | Evergreen Capital Management LLC other | Other | Aug 6, 2012 | Sep 6, 2012 (31 d) |
| Jennifer Ma Rechenbach | The Portola Group Inc other | Svb Wealth independent RIA | Other | May 24, 2005 | Aug 31, 2022 (6308 d) |
| James Michael Knight | The Portola Group Inc other | Vista Wealth Management, LLC other | Other | Jan 11, 2005 | Jan 18, 2005 |
| Shannon Julia Simar | The Portola Group Inc other | Citigroup Global Markets Inc. other | Other | Sep 21, 2004 | Nov 30, 2004 (70 d) |
| Kent Robert Seymour | The Portola Group Inc other | Menlo Advisors LLC other | Other | Oct 22, 2002 | Dec 12, 2002 (51 d) |
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6 moves match.