DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Miles Capital, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Thaddeus Deary | Miles Capital, Inc. other | Ptma Investment Advisors asset manager | Other | Apr 13, 2020 | Apr 22, 2020 |
| Benjamin Charles Steele | Miles Capital, Inc. institutional | Lsb Wealth Management independent RIA | Other | Mar 27, 2019 | Aug 26, 2020 (518 d) |
| Jon Kent Augustine | Miles Capital, Inc. other | Btc Capital Management other | Other | Oct 13, 2009 | Dec 18, 2009 (66 d) |
| Christopher Calvin Cook | Miles Capital, Inc. other | Vsr Advisory Services other | Other | Oct 13, 2009 | Feb 4, 2010 (114 d) |
| Scott Dean Eltjes | Miles Capital, Inc. other | Btc Capital Management other | Other | Jan 23, 2009 | Dec 16, 2009 (327 d) |
| David Edward Kaplan | Miles Capital, Inc. other | Cottonwood Asset Management LLC state registered | Other | Dec 2, 2008 | Jun 10, 2010 (555 d) |
| James Tracy Richards | Miles Capital, Inc. other | Windsor Financial Group LLC other | Other | Nov 20, 2003 | Jun 4, 2004 (197 d) |
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7 moves match.