DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Geneva Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Derek Joseph Pawlak | Geneva Capital Management LLC mixed wealth | Oarsman Capital, Inc independent RIA | RIA to RIA | Aug 2, 2022 | Sep 21, 2022 (50 d) |
| Nicholas Charles Bauer | Geneva Capital Management LLC other | Janus Henderson Investors other | Other | Jan 24, 2017 | Aug 3, 2015 |
| John Joseph O'Hare | Geneva Capital Management LLC other | J.P. Morgan Securities LLC wirehouse | Other | May 26, 2009 | Apr 2, 2009 |
| Suey Shek Wong | Geneva Capital Management LLC other | Robert W. Baird & Co. Incorporated other | Other | Nov 11, 2008 | Dec 24, 2013 (1869 d) |
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4 moves match.