DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lau Associates LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joel Richard Morris | Lau Associates LLC independent RIA | Bryn Mawr Trust Advisors, LLC independent RIA | RIA to RIA | Jan 8, 2020 | Jul 6, 2023 (1275 d) |
| Michael George Paregian | Lau Associates LLC independent RIA | Bryn Mawr Trust Advisors, LLC independent RIA | RIA to RIA | Jan 8, 2020 | Jul 6, 2023 (1275 d) |
| Lucinda Lea Peterson | Lau Associates LLC independent RIA | Bryn Mawr Trust Advisors, LLC independent RIA | RIA to RIA | Jan 8, 2020 | Jul 3, 2023 (1272 d) |
| Jacob Dorsey Weaver | Lau Associates LLC independent RIA | Benchmark Financial, LLC independent RIA | RIA to RIA | Nov 8, 2019 | Jun 10, 2022 (945 d) |
| James Harold Lee | Lau Associates LLC other | Stratfi independent RIA | Other | May 24, 2011 | Oct 11, 2012 (506 d) |
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5 moves match.