DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Waddell & Associates Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Sewall Waddell | Waddell & Associates Inc other | Ironhorse Capital LLC other | Other | May 25, 2016 | Sep 24, 2009 |
| Mark Allen Sorgenfrei | Waddell & Associates Inc other | Frazee Investment Consulting, Inc. independent RIA | Other | Apr 27, 2016 | Feb 9, 2017 (288 d) |
| William Ralph Welborn | Waddell & Associates Inc other | M Capital Advisors other | Other | Dec 1, 2010 | Mar 17, 2011 (106 d) |
| John Phillips | Waddell & Associates Inc other | Red Door Wealth Management, LLC other | Other | Mar 3, 2010 | May 25, 2010 (83 d) |
| Shelly Halford Baker | Waddell & Associates Inc other | Legacy Wealth Management, LLC other | Other | Jan 13, 2009 | Oct 9, 2009 (269 d) |
| Michael Deutsch | Waddell & Associates Inc other | Sovereign Wealth Management Inc unclassified | Other | May 13, 2005 | May 10, 2007 (727 d) |
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6 moves match.