DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pfm Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Laura Sithens | Pfm Capital Management LLC other | Pfm Capital Holdings, LLC unclassified | Other | Mar 28, 2013 | Feb 19, 2013 |
| Daniel Christopher Henning | Pfm Capital Management LLC other | Hc Advisors LLC no RAUM | Other | Oct 11, 2012 | Aug 22, 2012 |
| Teresa R Munro | Pfm Capital Management LLC other | Hc Advisors LLC no RAUM | Other | Oct 11, 2012 | Aug 30, 2012 |
| Haygood Seawell | Pfm Capital Management LLC other | Oppenheimer & Co. Inc. other | Other | Feb 24, 2011 | Apr 12, 2011 (47 d) |
| Aaron Michael Nelson | Pfm Capital Management LLC other | Amn Investments unclassified | Other | Aug 10, 2009 | Sep 30, 2009 (51 d) |
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5 moves match.