DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cassaday & Co Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Dale Mcfeely | Cassaday & Co Inc independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 25, 2019 | Jun 3, 2020 (191 d) |
| Matthew A Ramos | Cassaday & Co Inc independent RIA | Mar Financial Planning, LLC unclassified | Other | Mar 21, 2019 | Apr 11, 2019 |
| Michelle Rae Wagner | Cassaday & Co Inc other | Facet independent RIA | Other | Sep 12, 2017 | May 15, 2019 (610 d) |
| Kristina K Saunders | Cassaday & Co Inc other | Farr Miller & Washington LLC other | Other | Jun 3, 2014 | Oct 15, 2014 (134 d) |
| Barry Scott Glassman | Cassaday & Co Inc other | Glassman Wealth Services, LLC other | Other | Sep 2, 2009 | Sep 17, 2009 |
| Kristen Beth Murphy | Cassaday & Co Inc other | Suntrust Investment Services, Inc. other | Other | Apr 7, 2009 | May 6, 2009 |
| Arthur Stein | Cassaday & Co Inc other | Park Avenue Securities LLC other | Other | Apr 12, 2004 | May 3, 2004 |
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7 moves match.