DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Caprin Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cheryl Lynn PageCaprin Asset Management, LLC independent RIADavidson Investment Advisors, Inc. independent RIARIA to RIAMar 10, 2023Mar 1, 2023
Daniel Marc PeimerCaprin Asset Management, LLC independent RIADavidson Investment Advisors, Inc. independent RIARIA to RIAMar 10, 2023Mar 13, 2023
Peyton Mills StudebakerCaprin Asset Management, LLC independent RIADavidson Investment Advisors, Inc. independent RIARIA to RIAMar 10, 2023Mar 1, 2023
Herbert Barrow TurnerCaprin Asset Management, LLC independent RIADavidson Investment Advisors, Inc. independent RIARIA to RIAMar 10, 2023Mar 1, 2023
Benjamin Tracy BishopCaprin Asset Management, LLC independent RIADavidson Investment Advisors, Inc. independent RIARIA to RIAMar 10, 2023Mar 1, 2023
Thomas Rutherfoord FergusonCaprin Asset Management, LLC independent RIADavenport & Company LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 28, 2019Feb 4, 2019
Harold Lyman HugheyCaprin Asset Management, LLC otherBb&T Securities, LLC otherOtherJan 30, 2015Feb 12, 2015
John Michael FlowersCaprin Asset Management, LLC otherSterling Capital Management LLC otherOtherJul 16, 2014Aug 6, 2014
Michael John RoweCaprin Asset Management, LLC otherAbsolute Capital Management, LLC otherOtherAug 26, 2013Jul 30, 2014 (338 d)
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9 moves match.