DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Diversified Management Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick James Weyer | Diversified Management Inc independent RIA | Operose Advisors LLC independent RIA | RIA to RIA | Apr 28, 2024 | May 1, 2024 |
| Joel Stuart Merritt | Diversified Management Inc independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Apr 24, 2018 | May 1, 2018 |
| Erik John Kroll | Diversified Management Inc other | Hilltop Financial Advisors state registered | Other | Dec 21, 2015 | Nov 13, 2015 |
| Kevin Michael Nemoir | Diversified Management Inc other | Annex Wealth Management, LLC other | Other | Dec 1, 2008 | Mar 2, 2009 (91 d) |
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4 moves match.