DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Windward Capital Management Co
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shannon Nichols Kerber | Windward Capital Management Co independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Aug 14, 2024 | Jun 30, 2026 (685 d) |
| Reed Nichols | Windward Capital Management Co other | Cuna Brokerage Services, Inc. BD affiliated | Other | Jan 2, 2014 | Jul 20, 2020 (2391 d) |
| Bennett Edward Gross | Windward Capital Management Co other | Pacific Income Advisers Inc other | Other | Jul 15, 2004 | Feb 9, 2010 (2035 d) |
| Michael Thomas Anderson | Windward Capital Management Co other | Raymond James Financial Services, Inc. unclassified | Other | Jun 9, 2004 | May 10, 2004 |
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4 moves match.