DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Its Asset Management, L.P.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael James ThrockmortonIts Asset Management, L.P. independent RIAInvestment Research Corp mixed wealthRIA to RIAAug 11, 2020Sep 1, 2020
Strawn Christian MarkleIts Asset Management, L.P. otherLji Wealth Management, LLC otherOtherSep 8, 2017Sep 11, 2017
Christopher John RomanoIts Asset Management, L.P. otherRayliant Asset Management, LLC otherOtherDec 9, 2011Jun 22, 2012 (196 d)
Erik Robert DoddsIts Asset Management, L.P. otherWorld Capital Advisors, LLC otherOtherJan 31, 2008Feb 11, 2008
Anthony J BonannoIts Asset Management, L.P. otherPark Avenue Securities LLC otherOtherDec 31, 2006May 3, 1999
Page 1 of 1
5 moves match.