DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mackay Shields LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Joseph Centrella | Mackay Shields LLC other | New York Life Investment Management LLC other | Other | Jul 9, 2009 | Oct 14, 2004 |
| Thomas Andrew Tyler | Mackay Shields LLC other | Eagle Strategies LLC BD affiliated | Other | Jun 9, 2009 | Apr 11, 2018 (3228 d) |
| Caroline Baumgart | Mackay Shields LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 26, 2007 | Sep 30, 2024 (6153 d) |
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3 moves match.