DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Maslow Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Robert Johnson | Maslow Wealth Advisors independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 8, 2024 | Aug 20, 2024 |
| Cherry Thi Phan | Maslow Wealth Advisors independent RIA | Xypn Sapphire asset manager | Other | Oct 3, 2023 | Nov 26, 2024 (420 d) |
| Branko Martinez Pejnovich | Maslow Wealth Advisors independent RIA | Outrunner Capital, LLC no RAUM | RIA to a newly registered adviser | Aug 15, 2023 | May 15, 2024 (274 d) |
| John Shelby Clements | Maslow Wealth Advisors independent RIA | Brighton Jones LLC independent RIA | RIA to RIA | Feb 1, 2023 | Jan 31, 2023 |
| Jay Milind Gokhale | Maslow Wealth Advisors independent RIA | Bbr Partners, LLC independent RIA | RIA to RIA | Aug 23, 2022 | Aug 18, 2022 |
| Teresa Rose Joelson | Maslow Wealth Advisors independent RIA | Christian Financial Advisors independent RIA | RIA to RIA | Apr 2, 2018 | Apr 12, 2018 |
| Jarrod Winkcompleck | Maslow Wealth Advisors other | Kestra Advisory Services, LLC other | Other | Feb 1, 2017 | Mar 6, 2017 (33 d) |
| Michelle G Yates | Maslow Wealth Advisors other | Raa other | Other | Aug 26, 2016 | Mar 1, 2017 (187 d) |
| Andrew David Gray | Maslow Wealth Advisors other | Valentine Ventures, LLC other | Other | Feb 25, 2015 | Jan 5, 2016 (314 d) |
| Kevin Andrew Kaylakie | Maslow Wealth Advisors other | Northern Trust Securities, Inc no RAUM | Other | Sep 9, 2014 | Feb 9, 2015 (153 d) |
| Harold Everett Peterson | Maslow Wealth Advisors other | Mission Hill Advisors, LLC no RAUM | Other | May 27, 2014 | Sep 16, 2014 (112 d) |
| Sara Leigh Seely | Maslow Wealth Advisors other | Equistar Wealth Management LLC other | Other | Apr 23, 2013 | Apr 15, 2013 |
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12 moves match.