DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Traphagen Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Constantine Quinn Eleftheriades | Traphagen Financial Group independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 23, 2026 | Apr 28, 2026 |
| Patrick Charles Sabol | Traphagen Financial Group independent RIA | Facet independent RIA | RIA to RIA | Aug 26, 2021 | Sep 1, 2021 |
| Julian Perez | Traphagen Financial Group other | UBS Financial Services Inc. wirehouse | Other | Nov 8, 2017 | Dec 8, 2017 |
| Edward J Leach | Traphagen Financial Group other | Highland Financial Advisors, LLC independent RIA | Other | Jun 23, 2014 | Oct 21, 2025 (4138 d) |
| Marc A Morrone | Traphagen Financial Group other | Strategic Advisers LLC national BD | Other | Jan 17, 2013 | Feb 27, 2013 (41 d) |
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5 moves match.