DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cumberland Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Erwin Flewelling | Cumberland Advisors independent RIA | Potomac asset manager | Other | Mar 6, 2026 | Apr 1, 2026 |
| Todd Edwin Engelhardt | Cumberland Advisors independent RIA | F L Putnam Investment Management Co. independent RIA | RIA to RIA | May 27, 2025 | Jun 20, 2025 |
| Laura Mattia | Cumberland Advisors independent RIA | Stonegate Wealth Management, LLC independent RIA | RIA to RIA | Nov 2, 2017 | Aug 14, 2018 (285 d) |
| Nannette Leigh Sabo | Cumberland Advisors other | Global Financial Private Capital, Inc. other | Other | May 26, 2016 | Aug 21, 2017 (452 d) |
| Carol Ann Mulcahy | Cumberland Advisors other | Chase Investment Services Corp. other | Other | Jan 16, 2009 | Mar 16, 2010 (424 d) |
| Christine Elizabeth Walker | Cumberland Advisors other | Icba Financial Services Corporation unclassified | Other | Apr 2, 2004 | Jan 19, 2005 (292 d) |
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6 moves match.