DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Shamrock Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kyle Michael Koch | Shamrock Asset Management LLC independent RIA | Sunbelt Securities independent RIA | RIA to RIA | Dec 31, 2019 | Oct 31, 2019 |
| Cord Anthony Adams | Shamrock Asset Management LLC independent RIA | Capital One Investing, Inc. independent RIA | RIA to RIA | Dec 31, 2019 | Jan 8, 2020 |
| Jason Matthew Morton | Shamrock Asset Management LLC other | Vaquero Private Wealth, Ltd. independent RIA | Other | Jul 24, 2017 | Apr 27, 2022 (1738 d) |
| Michael David Erbaio | Shamrock Asset Management LLC other | Securities America Advisors, Inc. other | Other | Apr 26, 2016 | Dec 14, 2017 (597 d) |
| Kyle Michael Koch | Shamrock Asset Management LLC other | Dai Wealth, LLC other | Other | Dec 1, 2015 | Jul 18, 2017 (595 d) |
| Thomas P Shrader | Shamrock Asset Management LLC other | Equitable Advisors, LLC national BD | Other | Sep 23, 2015 | Nov 7, 2016 (411 d) |
| Todd Richard Gough | Shamrock Asset Management LLC other | Axiom Advisors unclassified | Other | Aug 26, 2008 | Apr 7, 2004 |
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7 moves match.