DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Advisory Research Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Alan Davis | Advisory Research Inc mixed wealth | Nuveen Asset Management, LLC mixed wealth | RIA to RIA | Nov 10, 2022 | Oct 16, 2024 (706 d) |
| Paul Donald Graffy | Advisory Research Inc mixed wealth | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2019 | Jul 23, 2021 (590 d) |
| Stephen Edwin Evans | Advisory Research Inc other | Systematic Alpha Investments, LLC independent RIA | Other | Oct 16, 2018 | Jan 1, 2026 (2634 d) |
| Catriona Duncan | Advisory Research Inc other | Sankota Capital LLC independent RIA | Other | Mar 8, 2018 | Nov 20, 2024 (2449 d) |
| Christopher Dyson Crawshaw | Advisory Research Inc other | Alamar Capital Management, LLC independent RIA | Other | Mar 6, 2018 | Mar 13, 2020 (738 d) |
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5 moves match.