DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from American Financial Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Helmut Auslander | American Financial Advisors Inc other | Voya Financial Advisors, Inc. other | Other | Jul 8, 2013 | Jun 6, 2007 |
| Daniel Paul Fountain | American Financial Advisors Inc other | Banc Of America Investment Services, Inc. unclassified | Other | Dec 18, 2003 | Oct 21, 2003 |
| David Lytal Fountain | American Financial Advisors Inc other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 18, 2003 | May 19, 2003 |
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3 moves match.