DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial Counseling Resources LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexandra Nicole Rasmussen | Financial Counseling Resources LLC other | Independent Financial Group, LLC BD affiliated | Other | Dec 31, 2021 | Jul 15, 2022 (196 d) |
| Daniel Joshua Leo | Financial Counseling Resources LLC other | Osaic Fa, Inc. other | Other | Jan 26, 2016 | Nov 20, 2015 |
| Emily Jane Bushong | Financial Counseling Resources LLC other | LPL Financial LLC other | Other | Aug 21, 2015 | Sep 23, 2015 (33 d) |
| Roger Joel Conde | Financial Counseling Resources LLC other | First Allied Advisory Services, Inc. other | Other | Jul 25, 2013 | Jul 18, 2013 |
| Erin Murray Williams | Financial Counseling Resources LLC other | Girard Securities, Inc. other | Other | Jul 28, 2009 | Jul 17, 2009 |
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5 moves match.