DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Rea Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen Neil FrankRea Wealth Management independent RIAEmvision Capital Advisors, LLC no RAUMRIA to a newly registered adviserOct 2, 2024Sep 24, 2025 (357 d)
Robert J SwindamanRea Wealth Management independent RIAEmvision Capital Advisors, LLC no RAUMRIA to a newly registered adviserOct 2, 2024Sep 24, 2025 (357 d)
Jarrod Dean HartRea Wealth Management independent RIAVantage Financial Partners, LLC independent RIARIA to RIANov 18, 2022Jan 17, 2023 (60 d)
Jamie Paul MengesRea Wealth Management otherPds Planning Inc otherOtherFeb 20, 2013Mar 6, 2013
Ryan C OldsRea Wealth Management otherSecurities America Advisors, Inc. otherOtherDec 23, 2010Dec 21, 2010
Gregory Rongone RobbRea Wealth Management otherWells Fargo Advisors wirehouseOtherMar 16, 2005Sep 2, 2010 (1996 d)
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6 moves match.