DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capital Advantage, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brieanna Rain FordCapital Advantage, Inc. independent RIAConquis Financial LLC independent RIARIA to RIAMar 31, 2025Apr 4, 2025
Jeff GiguereCapital Advantage, Inc. independent RIAMercer Global Advisors Inc. independent RIARIA to RIAFeb 4, 2022Feb 28, 2022
Benjamin Eli AgronCapital Advantage, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankNov 2, 2021Dec 6, 2021 (34 d)
Ann HuchingsonCapital Advantage, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 9, 2018Nov 28, 2018
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4 moves match.