DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Roehl & Yi Investment Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nathan Robert CabucoRoehl & Yi Investment Advisors, LLC independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 24, 2026Jul 31, 2026
Joshua Daniel ClokeRoehl & Yi Investment Advisors, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJul 1, 2025Jul 11, 2025
Forrest Gabriel KnoppsRoehl & Yi Investment Advisors, LLC independent RIACamarda Wealth Advisory Group independent RIARIA to RIAJun 13, 2025Dec 2, 2025 (172 d)
Elizabeth Breedlove-Homan GustafsonRoehl & Yi Investment Advisors, LLC independent RIAMerriman independent RIARIA to RIAMay 7, 2024Jun 7, 2024 (31 d)
Matthew James MathiesenRoehl & Yi Investment Advisors, LLC independent RIAJourneytree Financial Advisors unclassifiedOtherJul 23, 2021Aug 4, 2021
Thomas Widney GreiderRoehl & Yi Investment Advisors, LLC independent RIAZuna, LLC institutionalOtherFeb 16, 2021Nov 22, 2021 (279 d)
Miriam Mckenna WhiteleyRoehl & Yi Investment Advisors, LLC independent RIALifecraft Financial Planning, LLC unclassifiedOtherJan 13, 2021May 10, 2021 (117 d)
Anthony Richard RubinoRoehl & Yi Investment Advisors, LLC independent RIAGo Wealth Management mixed wealthRIA to RIAJun 29, 2020Jun 27, 2020
Caryn Diane KimbleRoehl & Yi Investment Advisors, LLC otherLPL Financial LLC otherOtherJul 15, 2015Aug 3, 2016 (385 d)
Sarah Elizabeth BrookeRoehl & Yi Investment Advisors, LLC otherSittner & Nelson, LLC no RAUMOtherApr 5, 2010Sep 30, 2020 (3831 d)
Freddie Lee SittnerRoehl & Yi Investment Advisors, LLC otherKms Financial Services, Inc otherOtherApr 1, 2010Jan 5, 2010
Todd Michael NelsonRoehl & Yi Investment Advisors, LLC otherKms Financial Services, Inc otherOtherMar 16, 2010Jan 5, 2010
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12 moves match.